Yeung, Siu Kuen 楊少娟

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SORRENTO SECURITIES LIMITED	RO	Advising on securities	2017-09-12	2022-01-13
	RO	Dealing in securities	2016-07-13	2022-01-13
Black Marble Securities Limited	RO	Dealing in securities	2014-09-11	2016-06-10
	Rep	Advising on corporate finance	-	2004-03-12
	Rep	Advising on securities	-	2004-03-12
	Rep	Asset management	-	2004-03-12
	Rep	Dealing in securities	-	2014-09-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SORRENTO SECURITIES LIMITED	RO	Advising on securities	2017-09-12	2022-01-13
	RO	Dealing in securities	2016-07-13	2022-01-13
Black Marble Securities Limited	RO	Dealing in securities	2014-09-11	2016-06-10
	Rep	Advising on corporate finance	-	2004-03-12
	Rep	Advising on securities	-	2004-03-12
	Rep	Asset management	-	2004-03-12
	Rep	Dealing in securities	-	2014-09-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.