Webb-site Legacy

Ip, Kenneth Kar King 葉家敬

SFC ID:ACP180

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2014-02-21	2019-04-04
	Rep	Dealing in futures contracts	2013-07-16	2019-04-04
	Rep	Dealing in securities	2013-07-16	2019-04-04
TRINITY SECURITIES CO. LIMITED	RO	Dealing in securities	2012-08-08	2012-12-14
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2009-12-28	2011-04-13
	Rep	Dealing in securities	2009-12-28	2011-04-13
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2008-08-12	2008-09-27
Macquarie Asia Securities Limited	Rep	Dealing in futures contracts	2007-08-13	2008-09-27
MACQUARIE EQUITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2004-01-21
	Rep	Advising on securities	-	2004-01-21
	Rep	Asset management	-	2004-01-21
	Rep	Dealing in securities	-	2008-09-27