Personnel Hong Kong SFC License Details (ID 103150)

Personnel Hong Kong SFC License Details (ID 103150)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BUSINESS SECURITIES LIMITED	Rep	Dealing in securities	2018-08-15	2021-06-15
GT CAPITAL LIMITED	Rep	Dealing in securities	2018-03-27	2018-07-31
M SECURITIES LIMITED (HK)	Rep	Dealing in securities	2006-04-10	2015-02-01
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2005-07-04	2006-04-01
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-07-04	2006-04-01
KGI ASIA LIMITED	Rep	Dealing in securities	2005-03-08	2005-07-04
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-03-08	2005-07-04
KGI SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2005-03-08	2005-07-04
SHUN LOONG FUTURES LIMITED	Rep	Dealing in futures contracts	2003-08-28	2005-03-07
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2003-08-28	2005-03-07
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2003-07-16	2003-08-07
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2003-07-16	2003-08-07