Personnel Hong Kong SFC License Details (ID 103162)

Personnel Hong Kong SFC License Details (ID 103162)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in securities	2015-07-23	2017-02-14
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2015-06-02	2015-07-06
TARGET CAPITAL MANAGEMENT LIMITED (HK)	Rep	Dealing in securities	2013-11-08	2014-12-03
Lion Global Financial Limited	Rep	Dealing in securities	2010-02-12	2010-10-12
HARRIS FRASER (INTERNATIONAL) LIMITED	Rep	Providing automated trading services	2004-09-08	2006-11-10
	Rep	Dealing in securities	2004-09-08	2006-11-10