| FT Securities Limited | Rep | Advising on futures contracts | 2008-07-22 | 2010-10-31 |
| Rep | Dealing in futures contracts | 2008-07-02 | 2010-10-31 |
| Rep | Dealing in securities | 2008-07-02 | 2010-10-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-05-29 | 2008-06-14 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-05-29 | 2008-06-14 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2005-04-13 | 2008-05-16 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2005-04-13 | 2008-05-16 |
| Rep | Dealing in securities | 2005-04-13 | 2008-05-16 |
| FT Securities Limited | Rep | Advising on corporate finance | - | 2004-05-14 |
| Rep | Advising on securities | - | 2004-05-14 |
| Rep | Asset management | - | 2004-05-14 |
| Rep | Dealing in securities | - | 2005-04-12 |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Advising on futures contracts | - | 2004-05-14 |
| Rep | Asset management | - | 2004-05-14 |
| Rep | Dealing in futures contracts | - | 2005-04-12 |