Personnel Hong Kong SFC License Details (ID 103174)

Personnel Hong Kong SFC License Details (ID 103174)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2016-04-13	2025-12-15
STOCKWELL SECURITIES LIMITED	Rep	Dealing in securities	2013-06-04	2016-04-12
CVP Securities Limited	Rep	Dealing in securities	2013-02-19	2013-06-03
STOCKWELL SECURITIES LIMITED	Rep	Dealing in securities	2011-12-19	2013-02-04
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2005-11-23	2011-09-01
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	-	2004-01-09
	Rep	Advising on securities	-	2004-01-09
	Rep	Asset management	-	2004-01-09
	Rep	Dealing in securities	-	2005-11-21