Personnel Hong Kong SFC License Details (ID 103191)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
PineBridge Investments Asia Limited	Rep	Advising on securities	2012-06-18	2022-06-30
	Rep	Asset management	2012-06-18	2022-06-30
	Rep	Dealing in securities	2012-06-18	2022-06-30
PineBridge Investments Hong Kong Limited	Rep	Asset management	2012-06-18	2022-06-30
	Rep	Dealing in securities	2012-06-18	2022-06-30
Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	Rep	Asset management	2010-08-16	2011-07-10
	Rep	Advising on securities	2010-06-24	2011-07-10
	Rep	Dealing in securities	2010-06-24	2011-07-10
Amundi Hong Kong Limited	Rep	Advising on securities	2010-04-12	2010-05-24
	Rep	Asset management	2010-04-12	2010-05-24
	Rep	Dealing in securities	2010-04-12	2010-05-24
SG ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2007-09-28	2010-05-24
	Rep	Asset management	2007-09-28	2010-05-24
	Rep	Dealing in securities	2007-09-28	2010-05-24
Legg Mason Asset Management Hong Kong Limited	Rep	Advising on securities	2006-09-25	2007-07-31
	Rep	Asset management	2006-09-25	2007-07-31
	Rep	Dealing in securities	2006-09-25	2007-07-31
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	Rep	Advising on securities	2006-09-25	2007-07-31
	Rep	Asset management	2006-09-25	2007-07-31
	Rep	Dealing in securities	2006-09-25	2007-07-31
HAMON ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2003-09-04	2005-01-06
PFP Capital Limited	Rep	Advising on securities	2003-09-04	2005-01-06