| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| ZHU KUAN INTERNATIONAL FINANCIAL ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2026-07-10 | - |
| RO | Asset management | 2026-07-10 | - | |
| ALL WELL CAPITAL LIMITED | Rep | Advising on securities | 2025-11-12 | 2026-03-13 |
| Rep | Asset management | 2025-11-12 | 2026-03-13 | |
| RO | Advising on securities | 2017-07-11 | 2025-11-12 | |
| RO | Asset management | 2017-07-11 | 2025-11-12 | |
| GRAND VIEW SECURITIES LIMITED | RO | Dealing in securities | 2016-12-16 | 2024-05-20 |
| CMBC SECURITIES COMPANY LIMITED | RO | Advising on securities | 2011-10-26 | 2016-12-06 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-09-21 | 2016-12-06 |
| CMBC SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2008-01-24 | 2016-12-06 |
| KWAI HUNG SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2003-06-27 | 2007-12-01 |
| Rep | Advising on corporate finance | 2003-04-01 | 2003-04-24 | |
| Rep | Advising on securities | 2003-04-01 | 2003-04-24 | |
| Rep | Asset management | 2003-04-01 | 2003-04-24 | |
| Rep | Dealing in securities | 2003-04-01 | 2003-06-27 |
No HKMA registrations in the collected records.