Personnel Hong Kong SFC License Details (ID 103207)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
I-ACCESS INVESTORS LIMITED	Rep	Dealing in futures contracts	2017-05-05	2017-08-04
	Rep	Dealing in securities	2016-11-11	2017-08-04
MCM ASIA LIMITED (TRADING AS MCM PARTNERS) (	Rep	Advising on securities	2016-08-22	2016-11-03
	Rep	Dealing in securities	2016-08-22	2016-11-03
Annum Asset Management (Hong Kong) Limited	Rep	Asset management	2015-07-28	2016-07-22
I-ACCESS INVESTORS LIMITED	Rep	Dealing in securities	2015-06-08	2016-07-22
Otkcab Limited	Rep	Asset management	2012-06-20	2012-07-27
LOMBARD ODIER (HONG KONG) LIMITED	Rep	Asset management	2010-08-24	2011-03-31
	Rep	Dealing in securities	2010-08-24	2011-03-31
APAC CAPITAL ADVISORS LIMITED	RO	Asset management	2007-07-27	2007-10-31
	Rep	Asset management	2007-07-20	2007-07-27
AP Asset Management (HK) Limited	Rep	Advising on securities	2006-01-13	2006-01-27
	Rep	Asset management	2006-01-13	2006-01-27
	Rep	Dealing in securities	2006-01-13	2006-01-27
NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED	RO	Advising on securities	2005-05-17	2005-12-31
	RO	Asset management	2005-05-17	2005-12-31
	RO	Dealing in securities	2005-05-17	2005-12-31
RBC INVESTMENT SERVICES (ASIA) LIMITED	Rep	Advising on securities	2004-09-10	2004-11-20
	Rep	Dealing in securities	2004-09-10	2004-11-20
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2004-05-14	2004-07-06
	Rep	Advising on securities	2004-05-14	2004-07-06
	Rep	Dealing in securities	2004-05-14	2004-07-06