| EverShine International Securities Limited | RO | Dealing in securities | 2018-10-03 | 2019-03-15 |
| CHINA HANYA ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2016-04-28 | 2017-03-27 |
| Rep | Asset management | 2016-04-28 | 2017-03-27 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in futures contracts | 2015-10-08 | 2016-02-26 |
| Rep | Advising on securities | 2015-06-22 | 2016-02-26 |
| Rep | Dealing in securities | 2015-06-22 | 2016-02-26 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2014-03-24 | 2015-06-15 |
| Rep | Dealing in securities | 2014-03-24 | 2015-06-15 |
| iBest Consultants Limited | Rep | Advising on securities | 2014-03-24 | 2015-06-15 |
| Rep | Dealing in securities | 2014-03-24 | 2015-06-15 |
| First Fidelity Capital (International) Limited | Rep | Advising on securities | 2009-06-15 | 2009-10-09 |
| FT Securities Limited | Rep | Advising on futures contracts | 2006-09-13 | 2009-03-02 |
| Rep | Dealing in futures contracts | 2006-09-13 | 2009-03-02 |
| Rep | Dealing in securities | 2006-09-13 | 2009-03-02 |