Personnel Hong Kong SFC License Details (ID 103226)

Personnel Hong Kong SFC License Details (ID 103226)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2013-11-18	2014-09-13
Pyramis Global Advisors (Hong Kong) Limited	Rep	Advising on futures contracts	2011-10-03	2013-09-30
	Rep	Advising on securities	2008-10-13	2013-09-30
	Rep	Asset management	2008-10-13	2013-09-30
Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	Rep	Advising on securities	2007-02-07	2008-09-06
	Rep	Asset management	2007-02-07	2008-09-06
Allianz Global Investors Hong Kong Limited	Rep	Advising on securities	2004-10-21	2008-09-06
	Rep	Asset management	2004-10-21	2008-09-06