| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2012-09-03 | 2014-12-31 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2004-11-02 | 2005-06-17 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-11-02 | 2005-06-17 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-11-02 | 2005-06-17 |
| C F C SECURITIES LIMITED | Rep | Dealing in securities | 2003-11-20 | 2004-03-02 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-06-30 |
| Rep | Asset management | - | 2003-06-30 | |
| Rep | Dealing in futures contracts | - | 2003-06-30 |