Wong, Ka Lap (SFC:ACR445) 黃嘉立

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-06-20	2013-12-06
	Rep	Dealing in securities	2011-12-12	2013-12-06
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2011-12-12	2013-12-06
	Rep	Dealing in securities	2011-12-12	2013-12-06
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Advising on corporate finance	-	2004-09-02
	Rep	Advising on futures contracts	-	2005-09-28
	Rep	Advising on securities	-	2005-09-28
	Rep	Asset management	-	2005-09-28
	Rep	Dealing in securities	-	2005-09-28

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-06-20	2013-12-06
	Rep	Dealing in securities	2011-12-12	2013-12-06
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2011-12-12	2013-12-06
	Rep	Dealing in securities	2011-12-12	2013-12-06
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Advising on corporate finance	-	2004-09-02
	Rep	Advising on futures contracts	-	2005-09-28
	Rep	Advising on securities	-	2005-09-28
	Rep	Asset management	-	2005-09-28
	Rep	Dealing in securities	-	2005-09-28