Personnel Hong Kong SFC License Details (ID 103236)

Personnel Hong Kong SFC License Details (ID 103236)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Channel 8 Wealth Management Limited	RO	Advising on securities	2016-12-05	-
	RO	Asset management	2016-12-05	-
	RO	Dealing in securities	2016-12-05	-
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	RO	Advising on securities	2014-01-27	2016-07-01
	RO	Asset management	2014-01-27	2016-07-01
	RO	Dealing in securities	2014-01-27	2016-07-01
	Rep	Advising on securities	2014-01-08	2014-01-27
	Rep	Asset management	2014-01-08	2014-01-27
	Rep	Dealing in securities	2014-01-08	2014-01-27
Channel 8 Wealth Management Limited	RO	Advising on securities	2010-01-27	2013-12-31
	RO	Asset management	2010-01-27	2013-12-31
	RO	Dealing in securities	2010-01-27	2013-12-31
CASH Wealth Management Limited	Rep	Asset management	2006-04-28	2008-12-04
	RO	Advising on securities	2004-01-13	2008-12-04