Personnel Hong Kong SFC License Details (ID 103238)

Personnel Hong Kong SFC License Details (ID 103238)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RV HK Limited	RO	Dealing in securities	2026-09-23	-
Citigroup Global Markets Asia Limited	RO	Advising on corporate finance	2004-11-25	2008-11-21
	RO	Dealing in securities	2004-11-25	2008-11-21
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	RO	Dealing in securities	2004-11-25	2008-11-21
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2004-06-16	2004-11-25
	Rep	Dealing in securities	2004-06-16	2004-11-25
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2004-06-16	2004-11-25
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	RO	Advising on corporate finance	2003-04-01	2003-11-26
	RO	Advising on securities	2003-04-01	2003-11-26