Personnel Hong Kong SFC License Details (ID 103241)

Personnel Hong Kong SFC License Details (ID 103241)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Asia Frontier Investments Limited	RO	Advising on securities	2011-10-24	-
	RO	Asset management	2011-10-24	-
	Rep	Advising on securities	2011-09-20	2011-10-24
	Rep	Asset management	2011-09-20	2011-10-24
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	RO	Advising on securities	2010-09-03	2011-09-03
	RO	Asset management	2010-09-03	2011-09-03
	RO	Dealing in securities	2010-09-03	2011-09-03
Asia Frontier Investments Limited	RO	Advising on securities	2009-04-28	2010-05-31
	RO	Asset management	2009-04-28	2010-05-31
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2005-01-03	2007-12-31
	Rep	Asset management	2005-01-03	2007-12-31
	Rep	Dealing in securities	2005-01-03	2007-12-31