| JMC Capital HK Limited | Rep | Advising on securities | 2022-12-06 | 2023-06-27 |
| Rep | Asset management | 2022-12-06 | 2023-06-27 |
| Rep | Dealing in securities | 2022-12-06 | 2023-06-27 |
| JMC Capital International Limited | Rep | Advising on futures contracts | 2022-12-06 | 2023-06-27 |
| Rep | Advising on securities | 2022-12-06 | 2023-06-27 |
| Rep | Dealing in futures contracts | 2022-12-06 | 2023-06-27 |
| Rep | Dealing in securities | 2022-12-06 | 2023-06-27 |
| Superactive Financial Group Company Limited | Rep | Dealing in securities | 2020-03-17 | 2020-08-14 |
| Rep | Advising on futures contracts | 2020-03-17 | 2020-09-25 |
| Rep | Advising on securities | 2020-03-17 | 2020-09-25 |
| Rep | Asset management | 2020-03-17 | 2020-09-25 |
| Lee Kee Store Company Limited | Rep | Advising on futures contracts | 2017-09-29 | 2018-09-04 |
| Rep | Dealing in futures contracts | 2017-09-29 | 2018-09-04 |
| MLB Asset Management Limited | Rep | Asset management | 2016-10-14 | 2017-01-31 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2012-07-31 | 2012-09-19 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2012-07-31 | 2012-09-19 |
| Rep | Leveraged foreign exchange trading | 2012-07-31 | 2012-09-19 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-09-20 | 2009-08-01 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2006-09-20 | 2009-08-01 |
| Rep | Dealing in securities | 2006-09-20 | 2009-08-01 |
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2004-08-11 | 2005-11-18 |
| RO | Asset management | 2004-08-11 | 2005-11-18 |
| RO | Dealing in securities | 2004-08-11 | 2005-11-18 |
| Metaverse Securities Limited (HK) | RO | Advising on corporate finance | - | 2003-06-24 |
| RO | Advising on securities | - | 2005-11-18 |
| RO | Asset management | - | 2005-11-18 |
| RO | Advising on futures contracts | - | 2006-05-08 |