Personnel Hong Kong SFC License Details (ID 103287)

Personnel Hong Kong SFC License Details (ID 103287)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2006-04-28	2010-01-11
CMB International Global Markets Limited	RO	Dealing in securities	2006-04-28	2010-01-11
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2005-01-26	2006-04-28
CMB International Global Markets Limited	Rep	Dealing in securities	2005-01-26	2006-04-28
CMB INTERNATIONAL FUTURES LIMITED	RO	Advising on futures contracts	-	2005-01-26
	RO	Asset management	-	2005-01-26
	RO	Dealing in futures contracts	-	2005-01-26
CMB International Global Markets Limited	RO	Advising on corporate finance	-	2005-01-26
	RO	Advising on securities	-	2005-01-26
	RO	Asset management	-	2005-01-26
	RO	Providing automated trading services	-	2005-01-26
	RO	Dealing in securities	-	2005-01-26