Personnel Hong Kong SFC License Details (ID 103292)

Personnel Hong Kong SFC License Details (ID 103292)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HENDALE CAPITAL LIMITED	RO	Asset management	2022-03-09	-
QUAM ASSET MANAGEMENT LIMITED	Rep	Asset management	2013-05-31	2015-10-14
NAN FUNG INVESTMENT ADVISER LIMITED	RO	Asset management	2011-10-19	2012-08-24
SOFAER GLOBAL RESEARCH (HK) LIMITED	RO	Advising on futures contracts	2008-08-14	2010-05-31
	RO	Advising on securities	2008-08-01	2010-05-31
	RO	Asset management	2008-08-01	2010-05-31
SANDELL ASSET MANAGEMENT ASIA LIMITED	RO	Advising on securities	2005-10-03	2007-11-13
	RO	Asset management	2005-10-03	2007-11-13
HENDALE GROUP LIMITED	RO	Advising on corporate finance	2003-04-01	2003-09-24
	RO	Advising on futures contracts	2003-04-01	2003-09-24
	RO	Advising on securities	2003-04-01	2003-09-24
	RO	Asset management	2003-04-01	2003-09-24