Personnel Hong Kong SFC License Details (ID 103301)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
THADDEUS CAPITAL MANAGEMENT (HK) LIMITED	RO	Asset management	2010-03-18	2012-02-29
	Rep	Asset management	2007-10-24	2010-03-18
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on securities	2005-03-21	2007-08-17
	Rep	Dealing in securities	2005-03-21	2007-08-17
BOCI RESEARCH LIMITED	Rep	Advising on securities	2004-03-13	2005-03-21