Personnel Hong Kong SFC License Details (ID 103302)

Personnel Hong Kong SFC License Details (ID 103302)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2017-05-08	2017-07-04
	Rep	Advising on securities	2017-05-08	2017-07-04
	Rep	Dealing in securities	2017-05-08	2017-07-04
	RO	Advising on corporate finance	2011-12-01	2017-05-08
	RO	Advising on securities	2011-12-01	2017-05-08
	RO	Dealing in securities	2011-12-01	2017-05-08
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2004-12-20	2006-04-28
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	Advising on corporate finance	-	2004-01-05
	Rep	Dealing in securities	-	2006-04-28