Personnel Hong Kong SFC License Details (ID 103328)

Personnel Hong Kong SFC License Details (ID 103328)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Azurewing Limited (HK)	RO	Advising on securities	2017-09-21	2021-08-20
Trinity Futures Limited	RO	Advising on futures contracts	2017-08-07	2021-08-20
	RO	Dealing in futures contracts	2017-08-07	2021-08-20
TRINITY SECURITIES CO. LIMITED	RO	Advising on securities	2016-09-15	2021-08-20
	RO	Dealing in securities	2012-12-14	2021-08-20
Azurewing Limited (HK)	RO	Asset management	2011-10-25	2021-08-20
MACQUARIE EQUITIES (ASIA) LIMITED	Rep	Dealing in securities	2007-04-18	2008-07-09
Macquarie Asia Securities Limited	RO	Dealing in futures contracts	2005-07-26	2008-07-09
MACQUARIE EQUITIES (ASIA) LIMITED	RO	Advising on securities	-	2004-02-11
	RO	Asset management	-	2004-02-11
	RO	Dealing in securities	-	2007-04-18