Personnel Hong Kong SFC License Details (ID 103338)

Personnel Hong Kong SFC License Details (ID 103338)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BWC FOREX LIMITED	Rep	Leveraged foreign exchange trading	2012-07-04	2012-12-20
Hafoo Securities Limited	Rep	Dealing in securities	2012-07-04	2012-12-20
WILSON SECURITIES LIMITED	Rep	Advising on securities	2012-07-04	2012-12-20
	Rep	Dealing in securities	2012-07-04	2012-12-20
Success Securities Limited	Rep	Advising on securities	2008-02-27	2008-10-09
Success Futures and Foreign Exchange Limited	Rep	Dealing in futures contracts	2006-12-18	2008-10-09
	Rep	Leveraged foreign exchange trading	2006-12-18	2008-10-09
Success Securities Limited	Rep	Dealing in securities	2006-12-18	2008-10-09
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2006-06-20	2006-11-22
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-06-20	2006-11-22
	Rep	Leveraged foreign exchange trading	2006-06-20	2006-11-22
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2005-02-03	2006-04-07
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2004-01-26
	Rep	Asset management	-	2004-01-26
	Rep	Dealing in futures contracts	-	2006-04-07
CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED	Rep	Advising on corporate finance	-	2004-01-26
	Rep	Asset management	-	2004-01-26
	Rep	Advising on securities	-	2006-04-07
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	-	2006-04-07