Personnel Hong Kong SFC License Details (ID 103347)

Personnel Hong Kong SFC License Details (ID 103347)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Trinity Corporate Finance Limited (VG)	Rep	Advising on corporate finance	2022-08-08	2025-05-31
LCA Solutions Limited	Rep	Advising on securities	2010-10-14	2019-06-11
	Rep	Dealing in securities	2010-10-14	2019-06-11
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2010-01-12	2010-02-05
	Rep	Dealing in securities	2010-01-12	2010-02-05
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2005-07-11	2007-10-12
BOCI ASIA LIMITED	RO	Advising on corporate finance	2004-06-24	2007-10-12
	RO	Dealing in securities	2004-06-24	2007-10-12
	Rep	Advising on corporate finance	2004-02-09	2004-06-24