Personnel Hong Kong SFC License Details (ID 103354)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FT Securities Limited	Rep	Advising on futures contracts	2005-09-30	2011-01-30
	Rep	Dealing in futures contracts	2005-09-30	2011-01-30
	Rep	Advising on corporate finance	-	2004-05-18
	Rep	Advising on securities	-	2004-05-18
	Rep	Asset management	-	2004-05-18
	Rep	Dealing in securities	-	2011-01-30
JEFFERIES BACHE (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2004-05-18
	Rep	Asset management	-	2004-05-18
	Rep	Dealing in futures contracts	-	2005-10-04