Personnel Hong Kong SFC License Details (ID 103379)

Personnel Hong Kong SFC License Details (ID 103379)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED	Rep	Dealing in securities	2011-09-22	2011-12-28
CNI Securities Group Limited	Rep	Dealing in securities	2010-11-30	2011-08-15
Beevest Securities Limited	Rep	Dealing in futures contracts	2007-03-30	2009-12-31
	Rep	Dealing in securities	2007-03-30	2009-12-31
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2007-01-09	2007-03-15
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2007-01-09	2007-03-15