| Golden Rich Securities Limited | RO | Advising on securities | 2024-07-05 | 2025-07-25 |
| RO | Dealing in securities | 2024-07-05 | 2025-07-25 |
| Rep | Advising on securities | 2024-05-30 | 2024-07-05 |
| Rep | Dealing in securities | 2024-05-30 | 2024-07-05 |
| Manford Financial Limited | RO | Dealing in futures contracts | 2022-11-29 | 2024-04-05 |
| RO | Dealing in securities | 2022-11-29 | 2024-04-05 |
| Rep | Dealing in futures contracts | 2022-09-27 | 2022-11-29 |
| Rep | Dealing in securities | 2022-09-27 | 2022-11-29 |
| XHK Limited | RO | Dealing in futures contracts | 2021-04-09 | 2022-02-18 |
| RO | Dealing in securities | 2021-04-09 | 2022-02-18 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-09-08 | 2021-02-16 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-09-08 | 2021-02-16 |
| M SECURITIES LIMITED (HK) | RO | Dealing in securities | 2016-04-18 | 2020-01-31 |
| Ingensoma Trading Group Limited | RO | Dealing in futures contracts | 2013-09-18 | 2014-10-30 |
| RO | Dealing in securities | 2013-09-18 | 2014-10-30 |
| Rep | Dealing in futures contracts | 2013-08-28 | 2013-09-18 |
| Rep | Dealing in securities | 2013-08-28 | 2013-09-18 |
| TIBRA TRADING HONG KONG LIMITED | RO | Dealing in futures contracts | 2008-06-18 | 2013-07-24 |
| RO | Dealing in securities | 2008-06-18 | 2013-07-24 |
| Rep | Dealing in futures contracts | 2008-06-04 | 2008-06-18 |
| Rep | Dealing in securities | 2008-06-04 | 2008-06-18 |
| Eclipse Options (HK) Limited | RO | Dealing in futures contracts | 2008-03-10 | 2008-05-07 |
| RO | Dealing in securities | 2007-05-31 | 2008-05-07 |
| ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | Dealing in futures contracts | 2006-11-28 | 2007-01-15 |
| ABN AMRO Clearing Hong Kong Limited | Rep | Dealing in futures contracts | 2006-11-28 | 2007-01-15 |
| RO | Dealing in securities | 2005-12-29 | 2007-01-15 |
| Rep | Dealing in securities | 2005-11-22 | 2005-12-29 |
| Glory Sun Securities Limited | RO | Dealing in securities | - | 2005-11-18 |