Personnel Hong Kong SFC License Details (ID 103390)

Personnel Hong Kong SFC License Details (ID 103390)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Adamas Asset Management (HK) Limited	RO	Asset management	2020-11-27	2021-01-05
	Rep	Asset management	2020-10-09	2020-11-27
SMART FULLRICH CAPITAL LIMITED	RO	Advising on securities	2019-09-25	2020-04-13
	RO	Asset management	2019-09-25	2020-04-13
	RO	Dealing in securities	2019-09-25	2020-04-13
CHUNG LEE SECURITIES COMPANY LIMITED	RO	Dealing in securities	2017-02-09	2018-01-16
	Rep	Dealing in securities	2017-02-01	2017-02-09
Manulife Investment Management (Hong Kong) Limited	RO	Dealing in securities	2016-03-02	2017-01-06
IPP Financial Advisers Limited	RO	Advising on securities	2007-04-12	2008-04-14
	RO	Dealing in securities	2007-04-12	2008-04-14
PACIFIC WORLD ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2004-03-30	2005-07-16
	Rep	Asset management	2004-03-30	2005-07-16