Personnel Hong Kong SFC License Details (ID 103393)

Personnel Hong Kong SFC License Details (ID 103393)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Acru Asset Management Limited	RO	Asset management	2004-08-25	2018-03-31
BARING ASSET MANAGEMENT (ASIA) LIMITED	RO	Advising on futures contracts	2003-08-27	2004-07-15
	RO	Asset management	2003-08-27	2004-07-15
	Rep	Advising on corporate finance	-	2003-08-16
	Rep	Advising on futures contracts	-	2003-08-27
	Rep	Asset management	-	2003-08-27
	Rep	Advising on securities	-	2004-07-15
BIZ CORP LIMITED	Rep	Advising on corporate finance	-	2003-08-16
	Rep	Advising on securities	-	2003-08-16
	Rep	Asset management	-	2003-08-16