Personnel Hong Kong SFC License Details (ID 103407)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on securities	2019-10-02	-
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on securities	2004-11-30	2007-11-07
HSBC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-12-09
	Rep	Asset management	2003-04-01	2003-12-09
	Rep	Advising on securities	2003-04-01	2004-04-23