Personnel Hong Kong SFC License Details (ID 103412)

Personnel Hong Kong SFC License Details (ID 103412)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quantbot Technologies (HK), Limited	RO	Asset management	2016-05-24	-
Liquid Capital Markets Hong Kong Limited	Rep	Dealing in futures contracts	2010-05-19	2011-03-21
	Rep	Dealing in securities	2010-05-19	2011-03-21
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2005-04-07	2009-02-27
Merrill Lynch Far East Limited	Rep	Dealing in securities	2005-04-07	2009-02-27
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-04-07	2009-02-27
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2003-04-01	2003-10-16
	Rep	Advising on securities	2003-04-01	2003-10-16
	Rep	Providing automated trading services	2003-04-01	2003-10-16
	Rep	Dealing in securities	2003-04-01	2003-10-16
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2003-04-01	2003-10-16
	Rep	Dealing in futures contracts	2003-04-01	2003-10-16