Personnel Hong Kong SFC License Details (ID 103418)

Personnel Hong Kong SFC License Details (ID 103418)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in futures contracts	2014-01-30	2018-11-01
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2012-08-06	2018-11-01
	Rep	Dealing in securities	2012-08-06	2018-11-01
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Dealing in securities	2012-08-06	2018-11-01
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2012-08-06	2018-11-01
	Rep	Dealing in securities	2012-08-06	2018-11-01
SINOPAC SECURITIES (ASIA) LIMITED	RO	Dealing in securities	2005-03-22	2006-02-26
	Rep	Dealing in securities	2004-12-07	2005-03-22
Public Financial Securities Limited	RO	Dealing in securities	2003-11-07	2004-06-21