Personnel Hong Kong SFC License Details (ID 103422)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2015-10-27	2018-01-28
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2015-06-18	2018-01-28
	Rep	Dealing in securities	2006-06-26	2010-06-05
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2004-02-27
	Rep	Advising on securities	-	2004-02-27
	Rep	Dealing in securities	-	2006-06-22