| Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-06-25 | 2006-05-30 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-06-25 | 2006-05-30 |
| Rep | Dealing in securities | 2004-06-25 | 2006-05-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-01-28 | 2004-06-16 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-08-18 |
| Rep | Asset management | - | 2003-08-18 |
| Rep | Providing automated trading services | - | 2003-08-18 |
| Rep | Dealing in futures contracts | - | 2004-06-16 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | - | 2003-08-18 |
| Rep | Advising on securities | - | 2003-08-18 |
| Rep | Asset management | - | 2003-08-18 |
| Rep | Providing automated trading services | - | 2003-08-18 |
| Rep | Dealing in securities | - | 2004-06-16 |
| iBest Securities Company Limited | Rep | Advising on corporate finance | - | 2003-08-18 |
| Rep | Advising on securities | - | 2003-08-18 |
| Rep | Asset management | - | 2003-08-18 |
| Rep | Dealing in securities | - | 2004-06-16 |