Chan, Ka Pui (SFC:ACY328) 陳嘉珮

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2006-02-23	2009-01-17
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2006-02-23	2009-01-17
Beevest Securities Limited	Rep	Dealing in futures contracts	2005-10-19	2006-01-27
	Rep	Dealing in securities	2005-10-19	2006-01-27
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Advising on corporate finance	-	2004-02-16
	Rep	Advising on securities	-	2004-02-16
	Rep	Asset management	-	2004-02-16
	Rep	Dealing in securities	-	2005-10-06
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Advising on futures contracts	-	2004-02-16
	Rep	Asset management	-	2004-02-16
	Rep	Dealing in futures contracts	-	2005-10-06

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2006-02-23	2009-01-17
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2006-02-23	2009-01-17
Beevest Securities Limited	Rep	Dealing in futures contracts	2005-10-19	2006-01-27
	Rep	Dealing in securities	2005-10-19	2006-01-27
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Advising on corporate finance	-	2004-02-16
	Rep	Advising on securities	-	2004-02-16
	Rep	Asset management	-	2004-02-16
	Rep	Dealing in securities	-	2005-10-06
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Advising on futures contracts	-	2004-02-16
	Rep	Asset management	-	2004-02-16
	Rep	Dealing in futures contracts	-	2005-10-06