Personnel Hong Kong SFC License Details (ID 103442)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Advising on futures contracts	2005-04-15	2006-07-31
	RO	Advising on securities	2005-04-15	2006-07-31
	Rep	Advising on futures contracts	2003-06-23	2005-04-15
	Rep	Advising on corporate finance	-	2003-06-11
	Rep	Asset management	-	2003-06-11
	Rep	Dealing in securities	-	2003-06-11
	Rep	Advising on securities	-	2005-04-15