Personnel Hong Kong SFC License Details (ID 103456)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2006-02-27	2008-06-21
	Rep	Dealing in securities	2006-02-27	2008-06-21
SG SECURITIES (HK) LIMITED	RO	Advising on corporate finance	2003-11-26	2004-03-03
	Rep	Advising on securities	-	2003-08-18
	Rep	Asset management	-	2003-08-18
	Rep	Providing automated trading services	-	2003-08-18
	Rep	Advising on corporate finance	-	2003-11-26
	Rep	Dealing in securities	-	2004-03-03