Personnel Hong Kong SFC License Details (ID 103468)

Personnel Hong Kong SFC License Details (ID 103468)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HakuCapital Global Investment Advisers Limited	RO	Asset management	2019-07-05	2022-01-18
Ginseng Capital Advisors Limited	RO	Asset management	2017-07-25	2019-04-15
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2014-06-12	2016-03-08
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2014-06-12	2016-03-08
	Rep	Dealing in securities	2014-06-12	2016-03-08
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2009-05-11	2011-03-30
Cheyne Capital Management (HK) Limited	RO	Asset management	2006-11-07	2008-11-01
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	-	2004-02-11
	Rep	Providing automated trading services	-	2004-02-11
	Rep	Advising on securities	-	2005-08-27
	Rep	Dealing in securities	-	2005-08-27