Personnel Hong Kong SFC License Details (ID 103480)

Personnel Hong Kong SFC License Details (ID 103480)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Dealing in securities	2004-02-17	2004-03-08
HANG SENG FUTURES LIMITED	Rep	Advising on futures contracts	-	2004-03-08
	Rep	Asset management	-	2004-03-08
	Rep	Dealing in futures contracts	-	2004-03-08
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Advising on corporate finance	-	2004-02-13
	Rep	Advising on futures contracts	-	2004-03-08
	Rep	Advising on securities	-	2004-03-08
	Rep	Asset management	-	2004-03-08
HANG SENG SECURITIES LIMITED	Rep	Providing automated trading services	-	2003-12-01
	Rep	Advising on corporate finance	-	2004-02-13
	Rep	Advising on securities	-	2004-03-08
	Rep	Asset management	-	2004-03-08
	Rep	Dealing in securities	-	2004-03-08