Personnel Hong Kong SFC License Details (ID 103505)

Personnel Hong Kong SFC License Details (ID 103505)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	RO	Advising on securities	2014-03-05	2017-06-30
	RO	Asset management	2014-03-05	2017-06-30
	Rep	Advising on securities	2013-12-24	2014-03-05
	Rep	Asset management	2013-12-24	2014-03-05
Amova Asset Management Hong Kong Limited	RO	Advising on securities	2011-10-06	2013-03-08
	RO	Asset management	2011-10-06	2013-03-08
Amundi Hong Kong Limited	Rep	Advising on corporate finance	-	2003-08-26
	Rep	Advising on securities	-	2003-08-26
	Rep	Asset management	-	2003-08-26
	Rep	Dealing in securities	-	2003-08-26
CREDIT AGRICOLE ASSET MANAGEMENT	Rep	Advising on securities	-	2003-08-26
	Rep	Asset management	-	2003-08-26