| Blackhorn Wealth Management Limited | Rep | Advising on securities | 2024-12-05 | - |
| Rep | Asset management | 2024-11-04 | - |
| Linkways Asset Management Limited | Rep | Asset management | 2023-12-28 | 2024-11-01 |
| Linkways Investment Management Limited | Rep | Dealing in futures contracts | 2023-12-28 | 2024-11-01 |
| Rep | Dealing in securities | 2023-12-28 | 2024-11-01 |
| MFG Limited (HK) | Rep | Asset management | 2021-07-05 | 2023-09-30 |
| Rep | Dealing in futures contracts | 2021-07-05 | 2023-09-30 |
| Rep | Dealing in securities | 2021-07-05 | 2023-09-30 |
| Ayers Alliance Securities (HK) Limited | Rep | Dealing in securities | 2014-05-08 | 2014-09-22 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-08-10 | 2009-09-24 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-08-10 | 2009-09-24 |
| RBC FUTURES SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-12-14 | 2005-04-25 |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-12-14 | 2005-04-25 |
| Rep | Advising on securities | 2004-12-14 | 2005-04-25 |
| Rep | Dealing in securities | 2004-12-14 | 2005-04-25 |
| RBC FUTURES SERVICES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-12-09 | 2005-04-25 |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-12-09 | 2005-04-25 |
| REFCO FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2004-09-24 | 2004-11-11 |
| ADMIS Hong Kong Limited | Rep | Dealing in futures contracts | 2004-07-27 | 2004-11-11 |
| T G HOLBORN (HK) LIMITED | Rep | Advising on securities | 2004-03-31 | 2004-07-02 |