| IBTS ASIA (HK) LIMITED | RO | Advising on securities | 2005-11-29 | 2006-08-21 |
| RO | Dealing in securities | 2005-11-29 | 2006-08-21 |
| Rep | Advising on securities | 2005-11-18 | 2005-11-29 |
| Rep | Dealing in securities | 2005-11-18 | 2005-11-29 |
| FUHWA SECURITIES (HONG KONG) CO., LIMITED | RO | Advising on corporate finance | 2004-01-06 | 2005-11-03 |
| RO | Dealing in securities | 2004-01-06 | 2005-11-03 |
| Rep | Advising on corporate finance | 2004-01-05 | 2004-01-06 |
| Rep | Dealing in securities | 2004-01-05 | 2004-01-06 |
| ASG BROKERAGE LIMITED | RO | Advising on corporate finance | - | 2003-10-03 |
| RO | Advising on securities | - | 2003-10-03 |
| RO | Asset management | - | 2003-10-03 |
| RO | Dealing in securities | - | 2003-12-19 |
| ASG CORPORATE FINANCE LIMITED | RO | Advising on corporate finance | - | 2003-12-19 |
| ASG FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-10-03 |
| Rep | Asset management | - | 2003-10-03 |
| Rep | Dealing in futures contracts | - | 2003-12-19 |