Personnel Hong Kong SFC License Details (ID 103531)

Personnel Hong Kong SFC License Details (ID 103531)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED	RO	Advising on securities	2006-02-27	2007-06-01
	RO	Asset management	2006-02-27	2007-06-01
	RO	Dealing in securities	2006-02-27	2007-06-01
	Rep	Advising on securities	2005-11-04	2006-02-27
	Rep	Asset management	2005-11-04	2006-02-27
	Rep	Dealing in securities	2005-11-04	2006-02-27
LLOYDS TSB PACIFIC LIMITED	RO	Advising on securities	2005-08-12	2005-10-31
	RO	Asset management	2005-08-12	2005-10-31
	RO	Dealing in securities	2005-08-12	2005-10-31
	Rep	Asset management	2004-08-27	2005-08-12
	Rep	Advising on securities	2003-07-21	2005-08-12
	Rep	Dealing in securities	2003-07-21	2005-08-12