Webb-site Legacy
En
Home
Personnel Hong Kong SFC License Details (ID 103561)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
CAIIS Limited
Rep
Dealing in securities
2006-07-12
2011-07-08
Rep
Advising on securities
2005-06-29
2011-07-08