Personnel SFC Licences and HKMA Registrations (ID 10356410)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Securities Limited	Rep	Dealing in securities	2025-04-22	-
CMB International Capital Limited	Rep	Advising on corporate finance	2022-05-03	-
	Rep	Dealing in securities	2022-05-03	-
ABCI CAPITAL LIMITED	Rep	Advising on corporate finance	2018-11-26	2022-03-25
	Rep	Dealing in securities	2018-11-26	2022-03-25
Silk Road International Capital Limited	Rep	Advising on corporate finance	2017-05-15	2018-11-09
	Rep	Advising on securities	2017-05-15	2018-11-09
	Rep	Dealing in securities	2017-05-15	2018-11-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.