Personnel Hong Kong SFC License Details (ID 103570)

Personnel Hong Kong SFC License Details (ID 103570)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED	RO	Asset management	2020-08-21	-
	RO	Advising on securities	2019-09-04	-
	RO	Dealing in securities	2017-01-24	-
INDUS CAPITAL ADVISORS (HONG KONG) LIMITED	RO	Advising on securities	2006-12-06	2008-09-16
	Rep	Advising on securities	2005-04-14	2006-12-06
Credit Agricole Securities (Asia) Limited	Rep	Advising on corporate finance	2003-04-01	2004-03-27
	Rep	Advising on securities	2003-04-01	2004-03-27
	Rep	Asset management	2003-04-01	2004-03-27