Chan, Henry Yue Hung 陳裕雄

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BEA Union Investment Management Limited	RO	Advising on securities	2014-04-03	2022-06-30
	RO	Asset management	2014-04-03	2022-06-30
	RO	Dealing in securities	2014-04-03	2022-06-30
	RO	Advising on futures contracts	2014-04-03	2022-07-12
	Rep	Advising on futures contracts	2014-03-07	2014-04-03
	Rep	Advising on securities	2014-03-07	2014-04-03
	Rep	Asset management	2014-03-07	2014-04-03
	Rep	Dealing in securities	2014-03-07	2014-04-03
Pyramis Global Advisors (Hong Kong) Limited	RO	Advising on futures contracts	2011-09-22	2013-11-01
	RO	Advising on securities	2011-07-12	2013-11-01
	RO	Asset management	2011-07-12	2013-11-01
	RO	Dealing in securities	2011-07-12	2013-11-01
	Rep	Advising on securities	2011-01-19	2011-07-12
	Rep	Asset management	2011-01-19	2011-07-12
	Rep	Dealing in securities	2011-01-19	2011-07-12
	Rep	Advising on futures contracts	2011-01-19	2011-09-22
BARING ASSET MANAGEMENT (ASIA) LIMITED	RO	Advising on securities	2005-07-18	2010-07-01
	RO	Dealing in securities	2005-07-18	2010-07-01
	Rep	Advising on securities	2005-05-23	2005-07-18
	Rep	Dealing in securities	2005-05-23	2005-07-18
	RO	Advising on securities	2004-09-24	2005-05-23
	RO	Dealing in securities	2004-09-24	2005-05-23
	RO	Advising on futures contracts	2004-09-24	2010-07-01
	RO	Asset management	2004-09-24	2010-07-01
	Rep	Advising on futures contracts	2004-09-22	2004-09-24
	Rep	Advising on securities	2004-09-22	2004-09-24
	Rep	Asset management	2004-09-22	2004-09-24
	Rep	Dealing in securities	2004-09-22	2004-09-24
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on corporate finance	-	2004-09-16
	Rep	Advising on securities	-	2004-09-16
	Rep	Asset management	-	2004-09-16
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on corporate finance	-	2004-09-16
	Rep	Advising on securities	-	2004-09-16
	Rep	Asset management	-	2004-09-16

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BEA Union Investment Management Limited	RO	Advising on securities	2014-04-03	2022-06-30
	RO	Asset management	2014-04-03	2022-06-30
	RO	Dealing in securities	2014-04-03	2022-06-30
	RO	Advising on futures contracts	2014-04-03	2022-07-12
	Rep	Advising on futures contracts	2014-03-07	2014-04-03
	Rep	Advising on securities	2014-03-07	2014-04-03
	Rep	Asset management	2014-03-07	2014-04-03
	Rep	Dealing in securities	2014-03-07	2014-04-03
Pyramis Global Advisors (Hong Kong) Limited	RO	Advising on futures contracts	2011-09-22	2013-11-01
	RO	Advising on securities	2011-07-12	2013-11-01
	RO	Asset management	2011-07-12	2013-11-01
	RO	Dealing in securities	2011-07-12	2013-11-01
	Rep	Advising on securities	2011-01-19	2011-07-12
	Rep	Asset management	2011-01-19	2011-07-12
	Rep	Dealing in securities	2011-01-19	2011-07-12
	Rep	Advising on futures contracts	2011-01-19	2011-09-22
BARING ASSET MANAGEMENT (ASIA) LIMITED	RO	Advising on securities	2005-07-18	2010-07-01
	RO	Dealing in securities	2005-07-18	2010-07-01
	Rep	Advising on securities	2005-05-23	2005-07-18
	Rep	Dealing in securities	2005-05-23	2005-07-18
	RO	Advising on securities	2004-09-24	2005-05-23
	RO	Dealing in securities	2004-09-24	2005-05-23
	RO	Advising on futures contracts	2004-09-24	2010-07-01
	RO	Asset management	2004-09-24	2010-07-01
	Rep	Advising on futures contracts	2004-09-22	2004-09-24
	Rep	Advising on securities	2004-09-22	2004-09-24
	Rep	Asset management	2004-09-22	2004-09-24
	Rep	Dealing in securities	2004-09-22	2004-09-24
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on corporate finance	-	2004-09-16
	Rep	Advising on securities	-	2004-09-16
	Rep	Asset management	-	2004-09-16
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on corporate finance	-	2004-09-16
	Rep	Advising on securities	-	2004-09-16
	Rep	Asset management	-	2004-09-16