| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-05-29 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2013-01-15 | - |
| Rep | Dealing in securities | 2013-01-15 | - | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-17 | 2008-05-30 |
| Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-10-15 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-15 | |
| Rep | Asset management | 2003-04-01 | 2003-10-15 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-10-15 | |
| Rep | Dealing in securities | 2003-04-01 | 2008-05-30 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-10-13 |
| Rep | Asset management | 2003-04-01 | 2003-10-13 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2008-05-30 |
No HKMA registrations in the collected records.