Personnel SFC Licences and HKMA Registrations (ID 103589)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Cornucopiae Asset Management Limited	RO	Dealing in securities	2020-09-23	-
	RO	Advising on securities	2019-01-28	-
	RO	Asset management	2019-01-28	-
	Rep	Advising on securities	2018-12-04	2019-01-28
	Rep	Asset management	2018-12-04	2019-01-28
VAJRA CAPITAL LIMITED	RO	Advising on securities	2015-10-06	2018-11-07
	RO	Asset management	2015-10-06	2018-11-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.