| Asia Pacific Securities Limited | RO | Dealing in futures contracts | 2018-07-09 | 2025-12-29 |
| Rep | Dealing in futures contracts | 2018-06-15 | 2018-07-09 |
| RO | Dealing in futures contracts | 2017-05-31 | 2017-11-30 |
| RO | Dealing in futures contracts | 2012-05-24 | 2013-07-09 |
| YUE XIU FUTURES COMPANY LIMITED | RO | Advising on futures contracts | 2010-06-18 | 2011-08-15 |
| RO | Dealing in futures contracts | 2008-08-28 | 2011-08-15 |
| Asia Pacific Securities Limited | Rep | Dealing in securities | 2007-08-22 | 2010-04-08 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-08-22 | 2008-08-28 |
| ONE CHINA SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-08-17 | 2007-08-21 |
| Rep | Dealing in securities | 2007-06-05 | 2007-08-21 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2004-12-16 | 2005-10-03 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2004-12-16 | 2005-10-03 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | - | 2004-01-20 |
| Rep | Asset management | - | 2004-01-20 |
| Rep | Dealing in futures contracts | - | 2004-12-10 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | - | 2004-01-20 |
| Rep | Advising on securities | - | 2004-01-20 |
| Rep | Asset management | - | 2004-01-20 |
| Rep | Dealing in securities | - | 2004-12-10 |